Technologies Assessing Limb Bradykinesia in Parkinson’s Disease
Abstract
Background: The MDS-UPDRS (Movement Disorders Society – Unified Parkinson’s Disease Rating Scale) is the most widely used scale for rating impairment in PD. Subscores measuring bradykinesia have low reliability that can be subject to rater variability. Novel technological tools can be used to overcome such issues.
Objective: To systematically explore and describe the available technologies for measuring limb bradykinesia in PD that were published between 2006 and 2016.
Methods: A systematic literature search using PubMed (MEDLINE), IEEE Xplore, Web of Science, Scopus and Engineering Village (Compendex and Inspec) databases was performed to identify relevant technologies published until 18 October 2016.
Results: 47 technologies assessing bradykinesia in PD were identified, 17 of which offered home and clinic-based assessment whilst 30 provided clinic-based assessment only. Of the eligible studies, 7 were validated in a PD patient population only, whilst 40 were tested in both PD and healthy control groups. 19 of the 47 technologies assessed bradykinesia only, whereas 28 assessed other parkinsonian features as well. 33 technologies have been described in additional PD-related studies, whereas 14 are not known to have been tested beyond the pilot phase.
Conclusion: Technology based tools offer advantages including objective motor assessment and home monitoring of symptoms, and can be used to assess response to intervention in clinical trials or routine care. This review provides an up-to-date repository and synthesis of the current literature regarding technology used for assessing limb bradykinesia in PD. The review also discusses the current trends with regards to technology and discusses future directions in development.
INTRODUCTION
Bradykinesia is defined by the Queen Square Brain Bank criteria as, “slowness of initiation of voluntary movement with progressive reduction in speed and amplitude of repetitive actions” [1]. Available tools for assessment of bradykinesia are subjective (clinical rating scales) or objective (technology based tools or TBTs). Rating scales for the assessment of bradykinesia include MDS-UPDRS (Movement Disorders Society – Unified Parkinson’s Disease Rating Scale) [2] and MBRS (Modified Bradykinesia Rating Scale) [3]. Although results are reproducible, rating scales such as the MDS-UPDRS are subject to both inter- and intra-rater variability, which is an important source of error in clinical trials [2]. In particular, measures of bradykinesia in the UPDRS part III (motor section) suffer from low reliability [4–7]. Assessing bradykinesia with the UPDRS relies on a variety of factors such as reductions of speed and amplitude, hesitations, motor arrests and fatigue to produce a single score. Differential priority can be placed on individual components by separate raters, and the MBRS was introduced to clarify each component and rate these separately [3]. Items for rating bradykinesia, such as finger tapping, are amongst the most difficult items to rate on scales [8]. It is easier to rate bradykinesia in advanced Parkinson’s disease (PD) compared with mild/moderate PD [9]. Observations about efficacy of treatment depend on clinical examination, records of medication timing, patient’s subjective reporting of symptoms and ability to perform activities of daily living [9]. Identification of symptoms through history-taking can be mired by recall bias, along with difficulty in differentiating normal, dyskinetic and bradykinetic states [10].
TBTs aim to complement existing clinical measures by providing objective, quantifiable scores of motor dysfunction that can be reviewed during routine clinical visits or in the home environment. Bradykinesia severity may fluctuate in response to medication, meaning that what is observed in the clinic may not be indicative of day-to-day function. Objective measurement of bradykinesia enables clinicians to longitudinally monitor patients and assess treatment outcomes leading to adjustment in medication regimens if necessary.
Recent systematic reviews have assessed the clinimetric validity [11] and technological readiness level (TRL) [12] of technologies monitoring PD-related symptoms. Here we systematically explore the options and features of contemporary TBTs (2006–2016) that measure limb bradykinesia. The review aims to provide a repository of current TBTs for evaluating limb bradykinesia in PD. We also discuss current efforts in the development of TBTs and possible future directions.
METHODS
Methodology for review of literature
PRISMA-P (preferred reporting items for systematic review and meta-analysis protocols) guidelines for systematic reviews were followed throughout the study [13]. To ensure a rigorous search, the following databases were used to retrieve relevant studies: PubMed (MEDLINE), Web of Science, Scopus, IEEE Xplore and Engineering Village (Compendex and Inspec). The date of the final search was 18th of October 2016 and only papers written in English were reviewed. A step-by-step guide to the search method using PubMed is provided in Fig. 1. The final search query used in the other databases is included in the supplementary information file (S1).
One author (H.H) screened the articles for eligibility in the bibliography pool of the search engine results. Duplicates found whilst searching the multiple databases were removed using the Systematic Review Assistant De-duplication Module (SRA-DM) [14]. Inclusion and exclusion criteria were applied to the titles and abstracts, and articles were screened accordingly. Full text articles were retrieved for eligible studies and studies whose abstracts did not provide sufficient information for exclusion. References were hand-searched to find studies potentially missed by the search method. An auto-alert function was set in the search feature to provide a notification of new submissions.
Inclusion criteria
Studies that fulfilled the following inclusion criteria were included in the review:
(a) Technology had been used in patients with PD.
(b) Technology assessed limb bradykinesia.
(c) Published in the English language.
(d) Published between 2006–2016.
Technology was defined according to the Oxford dictionary as electronic “machinery and devices developed from scientific knowledge” [15].
Exclusion criteria
Studies were excluded from the review if they met the following criteria:
(a) Technology was tested in non-PD population only.
(b) Technology was used to measure response of an intervention only (e.g. deep brain stimulation, repetitive transcranial magnetic stimulation).
(c) Technology was used to assess patient suitability for advanced therapy referral in PD.
(d) Technology assessed other symptoms in PD but not limb bradykinesia e.g. gait/body bradykinesia, tremor, rigidity, postural imbalance, nocturnal hypokinesia in sleep.
(e) Sample size of PD patients in study was < 5.
(f) Editorials or review papers that did not report new data, and conference proceedings that could not be retrieved or whose abstracts lacked essential information.
(g) Studies that did not use technology (including timed tasks or non-technological tools) for assessment of limb bradykinesia.
(h) Qualitative studies that utilised questionnaires or scales only to assess feasibility of technology in PD.
Data handling
Summary characteristics of eligible technology from the final stage of the selection process were tabulated. (Tables 1 and 2 in supplementary file S1). The following information from eligible studies was extracted: home and/or clinic-based assessment of bradykinesia, type of technology, validation data, use in additional PD studies, assessment of other PD-related features, and types of movements assessed. Studies were also assessed for selection and information bias.
Selection bias was considered possible when:
(a) The PD population selected was not representative of the spectrum of severity of PD (unless specified in the study aims).
(b) PD patients were recruited from movement disorders clinics or hospital in-patients.
(c) There was no mention of where PD patients or controls were recruited from.
Information bias was considered possible when:
(a) Raters were not blinded to both the technology performance and the clinical status of patients.
(b) No mention was made of whether raters were blinded to the patients’ clinical status and technology performance.
RESULTS
1510 potentially eligible articles were found after removal of duplicates. After applying the inclusion criteria 81 eligible studies were included (see Fig. 2).
A summary of TBTs for limb bradykinesia can be seen in Fig. 3.
Type of assessment
Of the 47 technologies assessing bradykinesia in PD, 17 offered home and clinic-based assessment [16–32] and 30 offered clinic/research centre-based assessment only [33–62]. Of the 17 technologies that offered home and clinic based assessment, 6 offered recurrent assessment of bradykinesia in PD [16, 18, 24, 25, 28, 30] and 11 offered cross-sectional assessment only [17, 19–23, 26, 27, 29, 31, 32]. Of the 6 that offered recurrent assessment, 5 measured bradykinesia continuously [16, 18, 25, 28, 30] and one assessed bradykinesia 4 times per day [24]. Of the 30 technologies that offer clinic/research centre-based assessment only, 29 provided cross-sectional assessment [33–53, 55–62] and 1 provided recurrent (4 times daily) assessment [54].
Type of technology used
16 studies utilised IMUs (inertial measurement units – “a self-contained system that measures linear and angular motion usually with a triad of gyroscopes and accelerometers” [63]) for the evaluation of bradykinesia [16, 18, 25, 28, 34, 35, 38, 39, 43, 44, 47, 48, 51–53, 62], 9 utilised smartphones [19, 23, 24, 27, 33, 45, 49, 54, 58], 10 utilised motion analysis systems [21, 22, 32, 42, 46, 50, 55, 57, 59, 60], 4 used computer-based objective assessments [17, 20, 29, 31], two used a combination of the above methods [30, 56] and 6 used other types of technology [26, 36, 37, 40, 41, 61].
Use in other PD studies
33 technologies had been used in additional studies other than the initial proof-of-concept/pilot study [16–22, 24, 25, 28, 30, 34, 36–44, 46, 48, 53–57, 59–62]. No additional reports were found for 14 technologies [21, 24, 27, 29–31, 33, 43, 45, 47–50, 56].
Assessment of other PD-related features in addition to bradykinesia
28 technologies assess PD-related features in addition to bradykinesia [16–19, 21–25, 27–30, 34, 36, 37, 40–42, 44, 47, 49, 53, 55, 57, 58, 60, 62]. Among these, 7 measured dyskinesia [16, 19, 25, 41, 64–66], 16 measured tremor [17, 23, 25, 27, 28, 30, 47, 49, 58, 67–73], 12 assessed gait [20, 23, 24, 29, 46, 66–72], 6 assessed rigidity [29, 36, 47, 58, 74, 75], 2 assessed speech [17, 24], 3 assessed cognition [27, 30, 76], and 3 assessed sleep [30, 77, 78].
Validation
39 out of the 47 eligible technologies were capable of differentiating PD patients from healthy controls [16, 18–22, 24, 26, 28, 29, 31–44, 46–57, 59–61]. 27 technologies were validated through correlation with MDS-UPDRS part III motor scores or sub-scores [16, 18, 20, 23, 27, 28, 31, 33, 36–38, 41–44, 46, 50–58, 60, 79]. 10 studies used classifiers (defined as “assignment of input observation data to a category e.g. diagnostic class” [80]) to study objective performance of the model in predicting MDS-UPDRS part III scores [19, 21, 24, 25, 32, 35, 48, 61, 62, 81]. 4 technologies were validated by comparison with other objective methods (e.g. dot slide method [16], gold-standard motion capture systems [22, 50] and mechanical tappers [33]). 16 studies described clinimetric properties of their respective technology – repeatability [19, 27, 54, 56, 82, 83], responsiveness [54, 83], sensitivity and specificity [16, 20, 24, 31, 36, 37, 46, 48, 52, 54, 58].
Movements assessed
33 of the 47 technologies assessed finger tapping movement [3, 17, 20–22, 24, 25, 27, 28, 31–39, 41–43, 45, 47–55, 57, 61]. 7 technologies measured hand grasping [3, 22, 32, 34, 44, 45, 51] and 14 technologies measured pronation/supination movements [3, 22, 27, 28, 32, 34, 35, 37, 51, 52, 56, 58–60]. With respect to lower limb bradykinesia, only 4 technologies measured toe tapping [18, 22, 35, 84] and 3 measured leg agility [18, 22, 62]. 5 technologies enabled monitoring of bradykinesia continuously during activities of daily living [16, 25, 28, 30, 85]. Other miscellaneous movements measured include spiral drawing [19, 49], pursuit tracking [26, 29], step tracking [26] and finger-to-chin movements [55].
Further information on included studies
40 studies included both PD patients and controls as part of the study [16, 19–22, 24–26, 28, 29, 31–44, 46–61], whereas 7 studies were validated in a PD population only [17, 18, 23, 25, 30, 45, 62]. 2 studies also included patients with atypical parkinsonian syndromes – 1 with PSP (progressive supranuclear palsy) [42] and another both PSP-R (Richardson’s syndrome) and MSA (multiple system atrophy) [53]. 1 study included patients with ET (essential tremor) as well as PD [52].
Of 29 task-based studies, 13 described sequence/learning effects [17, 19, 20, 24, 27, 35, 38, 39, 42, 44, 45, 54, 56]. 8 explored feasibility regarding user compliance and/or acceptability [17, 24, 25, 27, 30, 51, 54, 85]. Only 6 studies described mechanisms to preserve privacy of patient data [17, 24, 25, 41, 45, 53].
Bias
Selection bias was felt to be possible in 24 studies [16, 18, 19, 21–23, 27, 30, 32, 34, 35, 37, 39, 43, 46, 50–52, 55, 56, 58, 59, 61, 62]. Information bias was felt to be possible in 17 studies [16–21, 24, 27, 28, 30, 33, 42, 50, 54, 55, 57, 58, 60].
DISCUSSION
Here we describe a comprehensive list of TBTs which have been used to measure limb bradykinesia in PD. We used a thorough search strategy to identify all relevant technologies and critically appraised each of these in the context of their aim (to measure limb bradykinesia). It is clear that substantial heterogeneity exists between available technologies, not least in the methods they employ, but also the extent to which they have been validated, and also their potential availability and accuracy.
TBTs can augment existing instruments for assessment of bradykinesia in the following ways:
1) Variables generated from subjective scales are ordinal in nature and might not adequately capture motor deterioration. For example, there are multiple potential changes that can occur in seeing progression from a score of 1 on finger tapping to a score of 2 using the UPDRS, or further still from stage 2 to 2.5 on the modified Hoehn and Yahr scale (a separate global rating scale). Many of the TBTs described here generate data on the specific motor impairment and in a continuous quantitative manner rather than on an ordinal scale.
2) For some TBTs, the assessment can be performed remotely by the patient and data can be accessed from a central source by the treating physician. This has the potential to reduce frequency and duration of patient visits [86].
3) TBT’s are not typically subject to the same inter- and intra-rater variability of rating scales and can provide objective, quantitative data in clinical trials to reduce variability between different raters and sites.
4) Clinical trials in the early stages of PD include patients with ratings of 0-1 in motor tasks of the UPDRS [83]. These scores are susceptible to a floor effect, wherein subtle changes as a result of the drug (or placebo) might not be captured. Such a floor effect may have affected results of past clinical trials with disease modifying aims [10].
5) Again, in the research setting, TBT’s may have the potential to identify motor dysfunction prior to current diagnosis, which may in turn be relevant in future clinical trials. For example, in a study of 78 patients with REM sleep behaviour disorder, which is a strong risk factor for a number of neurodegenerative diseases, objective motor dysfunction was observed between 4–8 years prior to diagnosis of parkinsonism [87].
Cross-sectional assessments provide ‘snapshots’ of motor function between clinic visits. Whilst most of the studies included in this review offer cross-sectional assessments (85%), there has been successful implementation of longitudinal assessment in recent years [16, 18, 25, 28, 30].
Longitudinal assessment can help in the early detection of subtle motor change, which may go unnoticed by both physician and patient, especially where it may be transitory in nature [88]. Later in the course of the disease, unpredictable fluctuations in response can occur which are more difficult to manage and determine accurately based on history in clinical consultations, particularly if there is a language barrier between patient and clinician. In addition, if patients happen to be ‘on’ during clinic visits this can influence treatment decisions more strongly than the accompanying history or information obtained from diaries or questionnaires [10]. It has to be stressed that many TBTs in this review (30%) have been validated in small sub-sets of patients with PD and have not been followed up with results from large-scale studies.
TBTs such as SENSE-PARK system, Kinesia system, PKG, Physilog and PERFORM system offer continuous remote monitoring of PD patients, which enables monitoring of fluctuations throughout the day in a “real world” environment i.e. at home or at work, as opposed to cross-sectional assessment. Software Applications (Apps) are now available on smartphones and offer the advantage of testing without purchase of hardware by patients, clinicians or researchers [23, 24, 27, 30, 33, 45, 49, 58]. mPower is an observational study in a large cohort conducted using smartphones, assessing feasibility of remote assessment for tracking daily changes in symptom severity [24, 76]. Data from the study have also been released enabling access by research communities around the world [76].
36% of the TBTs offered home-based monitoring of patients. In addition to the above advantages, home-based testing may also provide opportunities to patients who are otherwise unable to participate in clinical trials due to work or geographical limitations [17, 86]. Home-based monitoring was found to be cost-effective in terms of improvement in functional status, motor severity, and motor complications in a recent prospective study [89]. Whilst home-based testing offers certain advantages, it may be difficult for patients with apathy and/or depression, both of which are common in PD, to find the motivation to complete tasks for remote monitoring. Moreover, testing may be inaccurate if performed without supervision, and therefore patients may need to be observed performing tests, at least at the outset.
The clinical value of technology in addition to routine care in PD has been evaluated in a retrospective analysis of 591 patients using the PKG device [90]. Significant improvements in patient symptoms were observed and maintained over a 6 month period [90, 91]. This suggests that devices such as this can be used successfully in addition to routine care to improve outcome of PD management by guiding interventions. A retrospective study examined the use of wearable Kinesia technology for advanced therapy referral (such as DBS (deep brain stimulation) and LCIG (levodopa carbidopa intestinal gel)) for a year and a half in 40 individuals [92]. It found that use of kinematic data from remote monitoring, in addition to receiving standard care, resulted in higher referral rate in the group of patients whose clinicians had access to monitoring reports in contrast to the group who received standard care alone (63.6% versus 11.8%, p < 0.01) [92].
The majority (57%) of technologies assessing bradykinesia were validated using correlation with the MDS-UPDRS. Considering inter-rater variability in the scale, and that differential priority is placed on rating speed, amplitude and rhythm to produce a single bradykinesia score [3], this represents a clinimetric validation pitfall for objective measures [93]. Moreover, a single cross-sectional rating score might reflect the patient’s motor dysfunction at the time of testing only. The symptoms of PD fluctuate and scores may not correlate well with data obtained from continuous objective monitoring of a patient’s status [16]. The scores on the rating scale may contribute more than objective measures do to the margin of error in correlation coefficients. A device that has higher correlation with the MDS-UPDRS may not necessarily be better than one that shows a weak correlation. In this light, accuracy of a technology can be tested by evaluating the technology’s own clinimetric properties (test-retest repeatability, sensitivity, specificity, responsiveness, feasibility, respondent and administrative burden etc). Other studies utilised classifiers in conjunction to sensors to objectively predict the performance of patients on the bradykinesia subsection of the MDS-UPDRS using machine-learning algorithms [19, 21, 24, 25, 32, 35, 48, 61, 62, 81], validation of motion capture devices against gold-standard motion analysis systems [22, 50], and other objective methods such as dot slide method [16] and mechanical tappers [33] with other technologies.
Limitations
One of the limitations of this review is that a single reviewer (H.H) undertook the search. However, searching for relevant literature was undertaken in five databases and references of eligible studies and rejected reviews were hand-searched to ensure that no studies were missed. Another limitation is that the review explored limb bradykinesia without considering other features of PD. However, limb bradykinesia is a core diagnostic feature of PD and is the most specific. It is important to also note that this field of study is prone to small study bias/publication bias, in which small positive studies are more likely to be published than those with null results. With regards to the level of dissemination of evidence we may not be aware of studies that have failed, or whose negative or non-significant results led to non-publication of research findings.
Future directions
The Internet of Things (IoT) platform describes the shift to the delivery of wearable sensors in terms of diagnostics and treatment, which can be applied to PD (see Fig. 4) [94]. It describes a scenario where the use of wearable technologies would reduce the burden on the current healthcare system, whilst at the same increasing patient engagement and providing personalised care. PD population-wide data could be collected and validated using algorithms and data management systems. Data generated from wearable sensors could be sent via the internet to the physician, enabling adjustment of medications based on objective measures obtained. Patients could access their data and understand what it means, which may in turn increase patient engagement, and reduce burden on health care systems. MercuryLive, PERFORM, HopkinsPD and game-based Health Monitoring System (HMS) are examples of systems that are based on the IoT framework [25, 95–97].
Only 6 out of 47 of studies in this review described privacy of patient’s data. Access to patient’s personal data by third party represents a risk to the successful implementation of the IoT framework and mHealth apps (mHealth defined as “medical and public health practice supported by mobile devices, such as mobile phones, patient monitoring devices, personal digital assistants (PDAs), and other wireless devices” [98]). This may take the form of medical identity theft through hacking or even financial losses [99], the transmission of sensitive information over unencrypted internet, logging of sensitive information, component exposure threats and unencrypted SD (security digital) card storage, all of which raise concerns about secure treatment of health data [100]. In a study of 2,062 respondents regarding consumer perceptions of privacy in the IoT, 52% of respondents described discomfort with companies using data related to their bodies (e.g.: wearables) and 58% described discomfort with companies selling their data [101]. Amongst the various age groups sampled, older segments of the population described more extreme concerns around data privacy [101].
A promising future direction is a shift from open loop data capture to sensor-based closed loop technologies that can deliver treatments (infusion pumps, sensors connected to DBS electrodes) [93]. REMPARK (Personal Health Device for the Remote and Autonomous Management of Parkinson’s Disease) [102] and HELP (Home-based Empowered Living for Parkinson’s Disease patients) [103] are two examples.
CONCLUSION
As technology evolves it is important that clinicians and patients have access to up-to-date information about product availability and use. Regulatory processes must be streamlined to account for rapid evolution providing that concerns around data security are met, and cost effectiveness is incorporated into technology evaluation. Here we have discussed the current state of the art in terms of TBTs that measure bradykinesia, but regular updates will be required to keep abreast of this rapidly changing field. Regular updates to the tables in supplementary file S1 can be accessed at Google drive – http://bit.ly/2bomTIM.
Author roles: (A) Writing the first draft of the manuscript: HH
(B) Review and critique: AN, DA, TF
Financial disclosures/Conflicts of interest
Full financial disclosures of all the authors for the past year: DA and HH no financial disclosures. TF has received research grants from Michael J Fox Foundation, European Union FP7, John Black Charitable Foundation and Brain Research Trust. He has received honoraria for speaking at meetings sponsored by Brittania, Medtronic and UCB, and has served on Advisory boards for Oxford Biomedica & Bial. TF and DA are investigators on the Exenatide-PD study which utilizes the BRAIN test alongside a battery of other assessments. AJN – Salary: Parkinson’s UK, Barts Health NHS Trust. Grants: Parkinson’s UK, Élan/Prothena Pharmaceuticals, GE Healthcare. Shares: LifeLab Ltd. Advisory board: myHealthPal. Honoraria: Global Kinetics Corporation, Henry Stewart Talks, Britannia Pharmaceuticals Ltd. Non-financial: AJN designed the existing version of the BRAIN test which features in this manuscript (www.braintaptest.com) and is the Principal Investigator on the PREDICT-PD study (www.predictpd.com).
Appendices
The supplementary material is available in the electronic version of this article: http://dx.doi.org/10.3233/JPD-160878.
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