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Progression of Cognitive Decline in Parkinson’s Disease

Abstract

Background:

Cognitive dysfunction is one of the most prevalent non-motor symptoms in Parkinson’s disease (PD), often experienced as more debilitating for patients and caregivers than motor problems. Therefore, a deeper understanding of the course of cognitive decline and the identification of valid progression markers for Parkinson’s disease dementia (PDD) is essential.

Objective:

This systematic review summarizes the current state of knowledge on cognitive decline over time by reporting effect sizes of cognitive changes in neuropsychological tests.

METHODS:

1368 studies were identified by a PubMed database search and 25 studies by additionally scanning previous literature. After screening all records, including 69 full-text article reviews, 12 longitudinal studies on the progression of cognitive decline in PD met our criteria (e.g., sample size ≥50 patients).

Results:

Only a few studies monitored cognitive decline over a longer period (>4 years). Most studies focused on the evaluation of change in global cognitive state by use of the Mini-Mental State Examination, whereas the use of neuropsychological tests was highly heterogenic among studies. Only one study evaluated patients’ cognitive performance in all specified domains (executive function, attention & working memory, memory, language, and visual-spatial function) allowing for diagnosis of cognitive impairment according to consensus guidelines. Medium to strong effect sizes could only be observed in studies with follow-up intervals of four years or longer.

Conclusions:

The results emphasize the need for the assessment of larger PD cohorts over longer periods of follow-up with a comprehensive neuropsychological battery.

INTRODUCTION

Cognitive dysfunction is one of the most prevalent non-motor symptoms in Parkinson’s disease (PD). Worsening of cognitive function up to Parkinson’s disease dementia (PDD) can often be more debilitating for patients and their caregivers than the characteristic PD-related motor problems [1, 2]. Approximately 20% –33% of patients experience mild cognitive impairment (PD-MCI) already at the time of PD diagnosis [3, 4], and up to 60% –80% develop PDD within 12 years of disease duration [5]. In the clinical daily routine, the valid and early diagnosis of PDD is often difficult, as PD patients might not always be fully aware of their deficits [6, 7] and activity of daily living problems caused by cognitive impairment might not always be obvious for raters due to the presence of motor disabilities. Therefore, a deeper understanding of the natural course of cognitive decline and the identification of valid progression markers for PDD is of utmost importance for the early diagnosis and treatment of PDD.

The profile of cognitive dysfunction in PD patients is heterogeneous [8], but typically affects memory, attention, and executive as well as visual-spatial abilities [9]. To date, only a limited number of longitudinal studies exist that monitor cognitive impairment over the disease course in large PD samples. In a previous meta-analysis conducted in 2007 [10], Muslimovic and co-workers analysed data of 901 PD patients from 24 longitudinal studies to evaluate which cognitive domain is most affected by cognitive decline and to define the influence of demographic variables and disease duration on effect sizes of change. Results revealed that memory performance and visual-spatial abilities significantly worsen over time, whereas changes in further cognitive domains could not be verified. Older age and lower education levels were found to accelerate cognitive worsening, with more pronounced decline with longer follow-up intervals. However, one limitation was that most of the studies (n = 18, 72% ) reported in that review had a relatively small sample size of below 50 non-demented PD patients. Much research has been done since 2007, and data from longitudinal studies with larger sample sizes have been published. Therefore, this review aims at gathering the current state of knowledge on progression markers of cognitive decline, concentrating on the identification of cognitive tests that show the most decline over time. To ensure sufficient power for analysis, data is included from longitudinal studies with non-demented PD patients in which 50 PD patients or more were examined. Moreover, limitations of currently available data as a basis for recommendations on the design and data analysis of future studies on this topic are discussed.

METHODS

Literature search

As a basis, a manual search of papers included in the meta-analyses of Muslimovic et al. (2007) [10] was conducted, as the authors had the same research question and included papers published until February 2007. Continuing our search, we used the identical search string used by Muslimovic and co-workers (2007) and reviewed papers from February 2007 to March 2017. The search was conducted in PubMed with the keywords Parkinsons disease or Parkinsons disease in combination with cognition, or cognitive impairment, or memory, or executive function, or neuropsychological tests, and longitudinal studies, or prognosis, or progression. Titles and abstracts were screened according to the eligibility criteria (see below). Afterwards, the full-text articles of the studies meeting the inclusion criteria were further reviewed for inclusion in the systematic review.

Inclusion criteria

To be included in the review, studies had to meet the following criteria: The articles had to be published in English or German, and a diagnosis of idiopathic PD had to be made according to validated clinical criteria. In contrast with the criteria specified by Muslimovic and collaborators, who included all sizes of PD samples, we decided to include only samples with at least 50 PD patients examined prospectively on at least two occasions with a minimum of one standardized neuropsychological test as a dependent variable (longitudinal design). In cases of several time points of measurement, only the first and the last are reported in this review. Neuropsychological test scores had to be presented for the PD group twice at baseline and at follow-up, or other statistics had to be reported that could be converted to effect sizes. In cases where different papers reported data concerning the same group of patients, the study with the largest sample or with the longest follow-up period was included.

Exclusion criteria

Reports published only in abstract form were excluded. Furthermore, clinical trials were not considered (e.g. deep brain stimulation or other pharmacological or non-pharmacological interventions studies) to examine the course of cognitive decline in PD without systematic effects.

Outcome measures

Tests for overall cognitive functioning and tests assessing specific cognitive domains were reported in the review. In Table 2, tests were assigned into one of six cognitive domains (overall cognition, memory, executive function, attention and working memory, visual-spatial functions, and language) according to the definitions of Litvan and colleagues [11]. For tests that were not mentioned in the definitions of Litvan and co-workers, all authors conducted an expert rating to categorize the tests; in cases of heterogeneity, a consensus was made. In Table 3, assignment of tests to one specific cognitive domain referred to the descriptions of the authors in the reviewed studies if noted.

Calculation of effect sizes

From the data obtained in each study, the effect size Cohen’s d was calculated, indicating the mean difference between baseline and follow-up divided by the mean differences of the standard deviations at baseline and follow-up. A small effect is indicated when |d| ≤0.2, a medium effect is indicated when |d| > 0.2 and ≤ 0.5, and a large effect is indicated when |d| > 0.5 [12].

RESULTS

Inclusion and exclusion process of the studies

In total, 1368 studies were found through the database search and 25 studies by scanning the included studies in the systematic review and meta-analysis of Muslimovic and colleagues [10]. Figure 1 shows a PRISMA diagram illustrating the study selection process. After screening all records, 69 full-text articles were assessed for eligibility. Of these, 34 (49.3% ) were excluded because they did not report pre- and post-values, 16 (23.2% ) were excluded because of a low sample size, in four (5.8% ) studies no calculation of effect sizes was possible, two (2.9% ) studies were excluded because no full-text was available, and in one study (1.4% ), cognition was not the main outcome and therefore insufficient data was available for calculation. Finally, 12 (17.4% ) studies were included in the review. All studies were published in English.

Fig.1

Flow diagram of study selection process.

Flow diagram of study selection process.

Demographic and clinical characteristics of included studies

An overview of study characteristics is outlined in Table 1. The baseline sample size varied greatly between studies from 60 [13] up to 1714 [14] PD patients. The mean age of the study sample was above 60 years in 10 out of 12 studies and ranged between 56.1 [15] and 70.0 years [16], with one study not reporting age at all [14].

Table 1

Characteristics of included studies

Study (y)N (Baseline)N (Follow-up)Length of Follow-upAge (y)Education (y, M, SD)Gender ratio M:FMMSE (M, SD)DurationDisease severity
Starkstein et al. [19]70493-4 y66.9 (9.6)28.1 (2.1)8.9 (7.0)
Starkstein et al. [21]105921 y66 (9.3)13.2 (3.4)55:3727.4 (3.6)9.7 (6.4)Hoehn &Yahr IV –V (% ): 35
Caparros-Lefebvre et al. [13]60533 y; Mean: 37 mo61.7 (9)9.6 (3)51.4 (4) *UPDRS: 38 (13)
Palazzini et al. [15]9150Mean: 86.7 mo56.1 (9.5)7.3 (3.8)32:186.0 (4.3)
Azuma et al. [23]80692 y; Mean: 784.5 days68.9 (7.2)14.8 (2.7)43:2628.4 (1.4)5.7 (4.8)UPDRS: 27.2 (14.3)
Aarsland et al. [16]245834 y &8 y70.0 (8.1)38% under 8 y105:14027.3 (3.7)8.6 (4.9)Hoehn &Yahr: 2.4 (0.9)
Schrag et al. [17]1451281 y67.3 (9.6)79:4825.6 (6.2)9.3 (7.4)Hoehn &Yahr: 2.8 (1.1) UPDRS: 31.0 (21.8)
Stepkina et al. [22]102880.5–2 y63.2 (8.7)70: higher education; 32: intermediate specialist/intermediate58:4427.9 (1.9)5.8 (4.9)Hoehn &Yahr: 2.28 (0.59)
Broeders et al. [18]123593 y &5 y62.5 (9.5)11.6 (2.4)32:2727.9 (1.8)17.5 (7.4)Hoehn &Yahr: 1.7 (0.7) UPDRS: 16.0 (7.4)
Wills et al. [14]1714316SDMT: 1–5 y SCOPA-COG: 5–6 y
Pirogovski-Turk et al. [20]68682 y67.0 (7.3)16.4 (2.6)44:246.1 (5.8)UPDRS: 23.9 (11.9)
Schrag et al. [34]390PD: 262 PD-MCI: 522 y61.2 (9.8)15.6 (2.9)254:1364 mo (2–8)MDS-UPDRS: 20 (14–26)

Demographic and clinical information from the baseline evaluation of each study are reported. MMSE = Mini-Mental State Examination,  *use of modified MMSE with a maximum of 57 points. SDMT, Symbol Digit Modalities Test; SCOPA-COG, Scales for Outcomes in Parkinson’s disease –Cognition; y, year; mo, months.

Mean disease duration at baseline was heterogeneous with a range between 4 months [17] to 17.5 years [18]. Information on PD severity was given in all but three studies [14, 15, 19]. One study reported data for PD-MCI patients at baseline [17].

Follow-up assessment

The mean maximum follow-up times of the studies ranged from one year [17] to seven years [15]. Sample sizes of the included studies at follow-up measurement ranged from 49 patients [19] to 316 patients [14]. Three studies reported effect sizes separately for PD and PDD patients at time of follow-up assessment [15–17].

Effect sizes of assessed cognitive domains

Table 2 displays the effect sizes reported in the different studies according to the conducted neuropsychological tests in the assigned domain. Surprisingly, only one study evaluated patients’ cognitive performance in all specified domains [20]. All other studies only evaluated specific aspects of cognitive worsening over time. Nine studies used screening tools to target overall cognition [13, 14, 16–18, 21, 22]. Memory function was the most frequently targeted domain (6/12; [13, 15, 18, 20, 22, 23], followed by attention and working memory (5/12; [13, 15, 18, 20, 22] and visual-spatial functions and language (both 5/12 in the same studies; [15, 18, 20, 22, 23]. The domain executive function was only measured in 4 out of 12 studies [13, 18, 20, 23].

Table 2

Effect sizes indicating clinical progression classified by neuropsychological tests and cognitive domain

Study (y)Follow-up intervalOverall cognition/screeningExecutive functionAttention and working memoryMemoryLanguageVisuo-spatial function
Schrag et al. [17]1 yMMSE: –0.03
Starkstein et al. [21]1 yMMSE: –0.26
Stepkina et al. [22]0.5–2 yFAB: –0.13 MMSE: –0.24 MDS: –0.27Digit repetition test (reverse order): –0.29“12 words” test IR Free: 0.05 Total: 0.11 DR Free: 0.16 Total: 0.12mBNT phonematic prompts: 0.02 mBNT categorical prompts: –0.41Clock drawing: –0.06 JOLO: –0.29
Azuma et al. [23]2 y mean: 784.5 days (64.6)Sorting by category: 0.05 mWCST: 0.03 Word relation judgements: 0.28 Semantic fluency: –0.37 Name fluency: 0.23 Letter fluency: –0.47Verbal memory: –0.16Confrontation naming: –0.04 Verbal repetition: 0.33WMS Block design: –0.16
Schrag et al. [34]2 yPD: MoCA: 0.04 PD-MCI: MoCA: –0.13
Pirogovski-Turk et al. [20]2-3 y mean: 2.7 y (0.77)WCST Perserverative responses: 0.18 D-KEFS CWIT Inhibition: 0.29 Inhibition/switching: 0.45DOTA: –0.49 D-KEFS CWIT Colour naming: 0.40WMS-III Logical memory 2: –0.18 CVLT-II 1–5 total: –0.49 DR: –0.46 WMS-III Logical memory 1: –0.23 Visual reproduction 1: –0.48 Visual reproduction 2: –0.23MDRS Similarities: 0.31 D-KEFS Category fluency: –0.36JOLO: –0.15 WMS-III Visual reproduction copy: –0.35
Caparros-Lefebvre et al. [13]3 y mean: 37 mo (range: 30–46)mMMSE: –0.44WCST Perseveration: 0.43 Error: 0.47 Time: 0.48Semantic fluency (animals): –0.34WMS Immediate recall: –0.40
Starkstein et al. [19]3-4 yMMSE: –0.51
Aarsland et al. [16]4 yPD: MMSE: 0.05
Broeders et al. [18]5 yMMSE: –0.18mWCST No categories: –0.17 Animal fluency: –0.04 Supermarket fluency: –0.03 COWAT: 0.06 Tower of London: –0.11 WAIS-III similarities: –0.20 mWCST No perserverations: 0.45 TMT B: 0.53Digit span forwards: –0.14 Digit span backwards: –0.16 Stroop interference: 0.15 Digit symbol test: –0.35 TMT A: 0.41 Stroop colour naming: 0.48 Stroop word reading: 0.62RBMT IR: –0.11 DR: –0.18 RAVLT Trail 1–5: –0.30 DR: –0.43 WMS-III Faces DR: –0.28 Visual associations test: –0.30 RAVLT Recognition: –0.65 WMS-III Faces IR: 0.59BNT: 6.24GIT spatial task: 0.17 JOLO: –0.42 Clock drawing test: –0.97
Wills et al. [14]6 ySDMT: –0.21
Palazzini et al. [15]7 y mean: 86.7 mo (8.4)PD: Zazzo test: –0.54PD: Short Tale test: –0.26PD: WMS: Vocabulary: –0.42 PD: WAIS Similarity: –0.72PD: WAIS Block design: –0.53 Object assembly: –0.74

PD, Parkinson’s disease; PDD, Parkinson’s disease dementia; mMMSE, modified Mini-Mental State Examination; WMS, Wechsler Memory Scale; WCST, Wisconsin Card Sorting Test; FAB, Frontal Assessment Battery; MDS, Mattis Dementia Scale; IR, immediate recall; DR, delayed recall; mBNT, modified Boston Naming Test; RAVLT, Rey Auditory Verbal Learning Test; RBMT, Rivermead Behavioural Memory Test; COWAT, Controlled Oral Word Associations Test; WAIS, Wechsler Adult Intelligence Scale; GIT, Groningen Intelligence Test; JOLO, Judgement of Line Orientation; TMT, Trial Making Test; MoCA, Montreal Cognitive Assessment; D-KEFS, Delis-Kaplan Executive Function System; CWIT, Color Word Interference Test; DOTA, Adaptive Digit Ordering Test; MDRS, Mattis Dementia Rating Scale; SDMT, Symbol Digit Modalities Total; y, year; mo, months.

Use of neuropsychological tests

The choice of neuropsychological assessment was highly variable between the studies (see Table 3 for details). The most used screening tool for overall cognition was the MMSE in seven studies [13, 16–18, 21, 22]. The Wisconsin Card Sorting Test was assessed in four studies [13, 18, 20, 23]. Three studies assessed the Judgement of Line Orientation (JOLO) [18, 20, 22] and the Wechsler Memory Scale [13, 20, 23]. All other tests were only used in one or two studies. Furthermore, for nine neuropsychological tests, no information of assignment to a specific cognitive domain was given in the manuscripts.

Table 3

Overview of used test, assigned domain in the reviewed studies and effect sizes

Domain assignment according to MDS-PD-MCI criteria and expert ratingTestOverallExecutive functionAttention/WMMemoryLanguageVisual-spatial-constructionPsychomotor speedNot assignedEffect sizes (range)
Overall cognition
FAB1–0.13
MDS1–0.27
MMSE51(–0.03) –(–1.39)
mMMSE1–0.44
MoCa10.04 –(–0.13)
Executive function
Animal fluency1–0.04
COWAT10.06
D-KEFS CWIT10.29 –0.45
  Inhibition
  Inhibition/Switching
mWCST20.45
Supermarket fluency1–0.03
Sorting by category10.05
Word relation judgements10.28
TMT B10.53
Tower of London1–0.11
Attention &working memory
D-KEFS CWIT colour naming1–0.36
Digit span forwards1–0.14
Digit span backwards2(–0.16) –(–0.29)
DOTA1–0.49
Stroop interference10.15
TMT A10.41
Zazzo Test1(–0.54) –(–3.34)
Stroop colour naming10.48
Stroop word reading10.62
SDMT1–0.21
Memory
RAVLT DR1–0.43
RBMT DR1–0.18
Short Tale Test1(–0.26) –(–1.25)
Verbal memory1–0.16
WCST Perserverations20.18 –0.43
WMS-Immediate Recall1–0.40
WMS-III Logical memory 11(–0.23) –(–0.48)
  Visual reproduction 1
  Visual reproduction 2
“12 words test”, IR10.11
“12 words test”, DR10.12
Language
BNT16.24
Confronting naming1–0.04
Letter fluency1–0.47
mBNT10.02 –(–0.41)
MDRS10.31
Name fluency10.23
Semantic fluency1(–0.34) –(–0.37)
Verbal repetition10.33
WAIS similarity1–0.72
Visual-spatial
Clock drawing2(–0.06) –(–0.97)
GIT spatial task10.17
JOLO3(–0.15) –(–0.42)
Digit symbol test1–0.35
WAIS-III11–0.20
WMS block design1–0.16

mMMSE, modified Mini-Mental State Examination; WMS, Wechsler Memory Scale; WCST, Wisconsin Card Sorting Test; FAB, Frontal Assessment Battery; MDS, Mattis Dementia Scale; IR, immediate recall; DR, delayed recall; mBNT, modified Boston Naming Test; RAVLT, Rey Auditory Verbal Learning Test; RBMT, Rivermead Behavioural Memory Test; COWAT, Controlled Oral Word Associations Test, WAIS, Wechsler Adult Intelligence Scale; GIT, Groningen Intelligence Test; JOLO, Judgement of Line Orientation; TMT, Trial Making Test; MoCA, Montreal Cognitive Assessment; D-KEFS, Delis-Kaplan Executive Function System; CWIT, Color Word Interference Test; DOTA, Adaptive Digit Ordering Test; MDRS, Mattis Dementia Rating Scale; SDMT, Symbol Digit Modalities Total.

Effect sizes of neuropsychological tests

Effect sizes of the neuropsychological tests show a large heterogeneity over studies according to duration of follow-up interval. Furthermore, as not every study assessed every domain, it is difficult to outline specific progression trends. However, as an important result, medium to strong effect sizes could only be observed in studies with follow-up intervals of four years or longer [15, 16, 18]. Effect sizes of the MMSE as a measure of global cognitive state were reported in seven studies with ranges for the effect sizes between –0.03 [17] and –1.39 [16], in patients with PDD. Lower score values in the MMSE, which are indicative for greater cognitive decline, were more likely with an increase of the follow-up period, meaning that the longer the follow up period, the greater the decline in the MMSE scores. Only one study showed an exception to this trend [18]; however, this study reported a higher dropout rate than the others.

DISCUSSION

The aim of this review was to provide an update on the current knowledge concerning the worsening of cognition in PD over time, and analyse which tests best monitor cognitive decline in PD. Based on our criteria, only 12 longitudinal studies could be identified. Of those, approximately 40% had longer follow-up intervals; for example, two studies with four years, one study each with five, six, and seven years of follow-up intervals. Most of the studies presented in this review focused on the evaluation of change in global cognitive status, primarily assessed with the MMSE, followed by the assessment of memory, attention, and working memory function over time. However, the use of neuropsychological tests was highly variable between the different studies, confirming previous reports comparing test assessments of European longitudinal PD studies [24]. Most importantly, only one study [20] evaluated patients’ cognitive performance in all required domains for a level II diagnosis of PD-MCI and PDD based on the MDS Task Force criteria [25, 26]. Therefore, the data presented here emphasises the need for the assessment of larger PD cohorts over longer periods of follow-ups with a comprehensive neuropsychological battery.

Besides these limitations, our data confirms previous findings of the meta-analysis of Muslimovic and colleagues concerning studies with smaller samples in that more severe cognitive decline can be observed in studies with longer follow-up periods [10]. According to studies included in this review, medium to strong effect sizes could only be observed in studies with follow-up intervals of four years or longer [15, 16, 18]. Importantly, changes in cognitive performance were not limited to one specific cognitive domain, but included changes in various functions with longer follow-up intervals. Therefore, our data confirms previous reports arguing a slow and heterogenic progression of cognitive function in PD. The study of Broeders and co-workers revealed the highest effect in the language and visual-spatial domain after five years [18]. Worsening of visual-spatial abilities has been reported to predict cognitive impairment and PDD [27, 28]. Previous studies have also shown that language problems occur in the transition to dementia in PD, with patients presenting problems in understanding and producing language, as well as impaired sentence comprehension [29]. However, higher order language problems and their cause are not yet well characterized in PD, which is currently best described as sentence comprehension and verbal fluency performance [30]. Spontaneous speech production and naming difficulties have been sparsely examined to date [31], but have been linked to cognitive impairment [32]. As underlying neuropathology of language problems executive-frontal related and temporal lobe dysfunction are discussed [32, 33], also affected in PD for example by loss of dopaminergic or cholinergic function, Lewy body or amyloid and taupathology.

Based on the high importance of understanding the course of cognitive decline up to dementia in PD, the number of the identified studies in this review seems to be surprisingly low. Most of the papers screened for eligibility in this review were primarily excluded by methodological reasons, as they did not present cognitive follow-up data.

To increase our understanding of the natural course of cognition in PD, large cohort studies with an elaborate neuropsychological test battery covering all relevant cognitive domains are needed. Moreover, reports should include both baseline and follow-up data to enable researchers to judge the progression of cognitive function over time. Only such studies would allow the identification of progression markers and different phenotypes for cognitive decline and the identification of tests able to predict cognitive decline and PDD with high accuracy. Finally, biomarker sampling in addition to comprehensive clinical assessment are important to identify the underlying pathomechanism of cognitive impairment in PD [34], further supporting different PD phenotypes and their risk of PDD within the disease course.

In summary, our results emphasize that cognitive functions in PD seem to underlie a slow progression which is heterogeneous and still not properly investigated. Therefore, our results show the need for larger PD cohorts that are examined over longer periods of follow-up with a comprehensive neuropsychological battery.

CONFLICT OF INTEREST

The authors have no conflict of interest to report.

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