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Safety and Short-Term Oncological Outcomes of Thulium Fiber Laser En Bloc Resection of Non-Muscle-Invasive Bladder Cancer: A Prospective Non-Randomized Phase II Trial

Abstract

BACKGROUND:

Ongoing efforts aim at overcoming the challenges of conventional transurethral resection of bladder tumor (TURBT) such as the high recurrence rate, difficulty of pathologic interpretation and complications including wall injury.

OBJECTIVE:

To prospectively assess the safety and efficacy of Thulium fiber en bloc resection of bladder tumor (Tm-fiber ERBT) compared to TURBT.

MATERIALS AND METHODS:

The prospective non-randomized study included 129 patients with non-muscle-invasive bladder cancer (NMIBC) divided into two groups: 58 patients underwent conventional TURBT and 71 –Tm-fiber ERBT with FiberLase U1 (NTO IRE-Polus, Russia). Relapse-free survival (RFS), detrusor presence and complication rates were assessed. For multivariable analysis we used the Pearson chi-squared Hosmer-Lemeshow goodness of fit test; to compare survival –Cox regression analysis; for operative data comparison –chi-square test with Fisher’s correction; for survival analysis –the Kaplan–Meier method and logrank test.

RESULTS:

RFS rates at 3 and 6 months were 84.5% and 67.2% for conventional TURBT versus 97.2% and 91.5% for Tm-fiber ERBT (p = 0.011 and p < 0.001, respectively). Detrusor muscle was present in 58.6% of cases treated with conventional

TURBT vs 91.6% for the Tm-fiber ERBT group (p < 0.001). The obturator nerve reflex and bleeding were noted in 17.2% and 10.3% of TURBT cases, respectively; and in none of cases treated with Tm-fiber ERBT. Limitations included the non–randomized nature and the small sample size.

CONCLUSIONS:

Tm-fiber ERBT seems to be a safe and efficacious treatment option for NMIBC. Tm-fiber ERBT had fewer adverse events, was more likely to secure detrusor muscle in the specimen and resulted in better RFS rates than conventional TURBT. Based on these promising data, we have started a prospective randomized clinical trial comparing en bloc TURBT with conventional TURBT (ClinicalTrials.gov NCT03718754).

INTRODUCTION

Bladder cancer is a growing problem for patients, healthcare providers and the society in general. Worldwide, it is the 7th most common malignancy in men and the 11th in both sexes [1]. Up to 80% of all primary detected bladder cancers are non-muscle-invasive (NMIBC): Ta, T1, CIS [2]. The cornerstone of the diagnosis, staging and treatment of these tumors is the transurethral electroresection of the bladder tumor (TURBT) [3, 4]. The conventional TURBT, however, removes the tumors in piecemeal, breaking with the principles of oncology and all too often resulting in suboptimal (absence of detrusor)/incomplete resection [4, 5].

En bloc resection of bladder tumor (ERBT) was first employed by Kawada T. et al. in 1997. The technique showed promising results in terms of safety and tumor staging [6]. Development of laser surgery and emergence of the holmium (Ho:YAG) and later thulium (Tm:YAG) lasers in the 1990s enabled laser ERBT with subsequent studies demonstrating high efficacy and safety of the new techniques [7]. Ho:YAG and Tm:YAG ERBT have distinct advantages over conventional TURBT such as the complete absence of the obturator nerve reflex and hence, lower risks of perforation or bleeding as well as higher quality specimens for pathologic examination due to lack of the cautery effect [7]. Recently, a new type of thulium laser has been developed. It has decreased penetration depth (<0.15 mm) which is two times less than that of Tm:YAG [8]. Thermal damage to the sample is less marked, and the quasi-continuous mode of firing allows for minimal carbonization compared to Tm:YAG. These aspects show potential superiority of Tm-fiber laser over conventional solid-state lasers. However, current data on Tm:YAG laser ERBT for NMIBC is limited and that on Tm-fiber laser ERBT is absent altogether. We hypothesized that Tm-fiber laser ERBT would be characterized by fewer adverse events and better recurrence-free survival compared to conventional TURBT. To address this, we performed a prospective phase II non-randomized comparative trial on the safety and efficacy of Tm-fiber ERBT and conventional TURBT. The co-primary endpoints were the recurrence rates at 3 and 6 months. Secondary endpoints included detrusor muscle in the specimen, the obturator nerve reflex and postoperative bleeding.

MATERIALS AND METHODS

Patient identification and data collection

A consecutive prospective cohort of 133 patients who underwent surgery for primary Ta or T1 NMIBC between February 2015 and December 2017 were included. Exclusion criteria were pure carcinoma in situ or invasion into muscle as seen on CT, MRI or pathology. Patients with intraoperative conversion from ERBT to TURBT were also excluded from the analysis. There was no limit in tumor size or number of tumors. Patient allocation to conventional TURBT or Tm-fiber ERBT was not based on any selection criteria (random allocation). The study was approved by the Sechenov University Institutional Review Board (Sechenov-ERBT-16). Informed consent was obtained from all individual participants included in the study.

Surgical setup

All surgeries were done by two experienced surgeons (both surgeons participating in the study had performed at least 50 ERBTs and 100 TURBTs prior to the beginning of the trial). Both of them performed conventional TURBT and Tm-fiber ERBT with a 26 FR resectoscope (Richard Wolf or Karl Storz, Germany) with constant irrigation. For laser ERBT, we used FiberLase U1 (NTO IRE-Polus, Russia), a thulium fiber laser with maximum power of 120 W and wavelength of 1.94μm (settings: energy at 1.0 J, power at 10 W) and a working element with an inner sheath for laser fiber (600 nm).

Surgical technique

After cystoscopy and determining tumor topography, a circumferential incision around the tumor was made in the visually intact bladder mucosa (approximately 10 mm from the edges of the tumor). It allowed for accurate morphological evaluation of the surgical margin. After that, the incision was continued deeper into the muscular layer. Having identified the layer, the surgeon resected the base of the tumor with the muscular layer using traction and incisions of the muscle fibers. Making incisions in the muscular layer requires precision, a full bladder and adequate guidance with visualization techniques. Traction may be employed with the help of the tip of the resectoscope or working element. After complete tumor resection, local hemostasis was performed (Fig. 1). If resecting posterior tumors proved challenging, the surgeon emptied the bladder by half and put additional suprapubic pressure.

Fig. 1

Stages of en bloc resection: incision in the mucosa (a), incision in the muscular layer (b), resection of the tumor base from the surgical site (c), random biopsy from the surgical site (d).

Stages of en bloc resection: incision in the mucosa (a), incision in the muscular layer (b), resection of the tumor base from the surgical site (c), random biopsy from the surgical site (d).

In cases of tumors larger than 3 cm, we employed the two-step technique. The first step included resection of the larger exophytic area with the base of the lesion left intact. Then the tumor was removed with the help of morcellation. This part of the specimen was used for determining tumor morphology and for grading (G). The second step was en bloc resection of the tumor base which was usually subsequently removed in one piece through the resectoscope. The technique follows the main principles of en bloc resection, which are obtaining a high-quality specimen for pathological examination and minimizing contact of the removed tumor with the intact bladder wall. The tumor was removed in one piece through the instrument with the help of the cold loop of the resectoscope, forceps, basket retrievers or endo-bag specimen retrieval system.

Conventional monopolar TURBT was performed with the following settings: 100–110 W for cutting and 60 W for coagulation. Step-by-step resection of tumor with muscularis propria was done, followed by additional resection of circumferential surgical margin. Tumors smaller than the diameter of the loop (about 5 mm) were resected in one piece. Larger tumors were resected separately in fractions, which included the exophytic part of the tumor, the underlying bladder wall with the detrusor muscle and the edges of the resection area.

Upon completing TURBT or Tm-fiber ERBT and removing the resected fragment (circular or horizontal margin), biopsy was taken from a random area within the surgical site (vertical surgical margin). Follow up tests included cystoscopy at 3 and 6 months after surgery. Cystography was done postoperatively in patients with signs of bladder injury.

Chemotherapy

Immediate intravesical chemotherapy was given to all patients except in cases of perforation (40 mg of mitomycin within the first two hours after surgery). Additional same-dose weekly adjuvant intravesical chemotherapy was given weekly in intermediate- and high-risk patients for eight weeks.

Morphology assessment

Tumor morphology and differentiation were evaluated according to the WHO classification (1973 and 2004). The specimen assessment was performed by the same uropathologist. Invasion beyond the basement membrane and surgical margins was also evaluated. The specimen obtained during en bloc resection included the following structures: tumor, basement membrane and a relatively large fragment of the underlying bladder wall with the submucosa and muscular layer. This allowed for accurate evaluation of invasion into the bladder wall, as well as perivascular and perineural invasion. Proper adherence to the surgery protocol also enabled assessment of circular and vertical surgical margins (Fig. 2).

Fig. 2

Histology slide.

Histology slide.

Primary endpoint

Recurrence-free survival (RFS) rate assessed by means of outpatient cystoscopy at 3 and 6 months.

Secondary endpoints

Specimen quality (thermal damage, the presence of muscle fibers in specimens) and complications.

Statistical analysis

This was a phase II non-randomized prospective comparative clinical trial. There was no power calculation to assess power. Data are given as numbers and percentages, means and standard deviations, medians and interquartile ranges where appropriate. To predict RFS, multivariable analysis was performed that adjusted for the effects of standard clinicopathologic variables. The Pearson chi-squared Hosmer-Lemeshow goodness of fit test for logistic regression was used. To compare survival between groups, Cox regression analysis was used. Pre- and post-resection data were compared using the chi-square test with Fisher’s correction when necessary. Confidence intervals of the means were calculated on the basis of Student’s criterion with p = 0.05. Survival analysis was conducted by Kaplan–Meier survival curves and logrank test (Mantel–Cox test). The time of recurrence was calculated from the date of surgery to the date of recurrence or last contact. All tests were two-sided, and p-values less than 0.05 were considered statistically significant. Statistical analyses were carried out with SPSS 23.0.

RESULTS

Patient data and tumor characteristics are listed in Table 1. Fifty-eight patients (median age 64.5, IQR 51–71 years) underwent conventional TURBT and 75 patients underwent Tm-fiber ERBT, (4 patients (5.6%) were excluded due to conversion to TURBT (tumor posterior location)). Therefore, in the final analysis we have included 71 patients (median age 62.0, 53–68 years) after ERBT. There was no difference in age, tumor location distribution (Fig. 3), sex distribution, tumor stage and grade between the groups. Tumors were smaller in the conventional TURBT group compared to those in the Tm-fiber ERBT group (median 1.5, IQR 1.0–2.2 cm versus 2.0, IQR 1.5–3.0 cm, p = 0.024). The number of tumors were comparable between the groups (median 1.0, IQR 1–3 and median 1.0, IQR 1–2, p = 0.23). Twenty-one of 71 (29.6%) patients treated with conventional TURBT had multifocal bladder cancer compared to 14 of 58 (24%) patients in the Tm-fiber ERBT group (p = 0.31). Mean ERBT duration was longer than TURBT –39.0 and 34.0 min, respectively (p = 0.045).

Table 1

Patient characteristics in the TURBT and Tm-fiber ERBT groups. The values given represent n (%) or mean±standard deviation (range) and for nonparametric values –median, IQR

ParameterTURBT (n = 58)Tm-fiber ERBT (n = 71)p
Males/ Females (%)17.2/82.826.8/73.20.141
Age, median, IQR (years)64.5 (51–71)62.0 (53–68)0.415
Tumor size, median, IQR (cm)1.5 (1.0–2.2)2.0 (1.5–3.0)0.024*
Number of tumors, median, IQR1.0 (1–3)1.0 (1–2)0.226
Surgery duration, mean, SD34.0 (±8.8)39.0 (±16.5)0.045*
Stage
  pTa30 (51.7)39 (54.9)
  pT128 (48.3)32 (45.1)0.426
Tumor grade (1973)+
  G128 (48.3)42 (59.2)
  G220 (34.5)23 (32.4)0.108
  G310 (17.2)6 (8.5)
Tumor grade (2004)+
  Low Grade36 (62.1)52 (73.2)0.089
  High Grade22 (37.9)18 (25.4)

*-statistically significant difference. +WHO classification, 1973–2004.

Fig. 3

Tumor location in the a) TURBT group; b) Tm-fiber ERBT group.

Tumor location in the a) TURBT group; b) Tm-fiber ERBT group.

Median follow up was 12 months (IQR, 3–24). Patients treated with Tm-fiber ERBT had better RFS rates than those treated with conventional TURBT at 3 months (97.2% and 84.5%, p = 0.011) and 6 months (91.5% and 67.2%, p < 0.001) (Fig. 4).

Fig. 4

Kaplan–Meier analysis for relapse-free survival.

Kaplan–Meier analysis for relapse-free survival.

Pathological examination revealed the presence of muscularis propria in 58.6% of cases after conventional TURBT compared to 91.5% of cases after Tm-fiber ERBT. Absence of the detrusor in the specimen always warranted re-TURBT. Univariable and multivariable analyses showed no association of RFS with sex, mitomycin C instillation, tumor location, concomitant CIS on pathology, patient age, tumor stage or grade. Conversely, the type of surgery (HR 5.35; CI 95% 1.47–19.44, p = 0.011) and presence of muscular layer on pathology (HR 2.66; CI 95% 1.01–6.95, p = 0.047) was associated with RFS (Table 2). No differences between the relapse rates in patients with large sized tumors were observed.

Table 2

Univariable and multivariable analysis of recurrence

No recurrence at 6 moRecurrence at 6 moUnivariableMultivariable
PHRCI 95%PHRCI 95%
Surgical technique0.0019.1042.692–30.7890.0115.3541.475–19.443
  TURBT3919
  Tm-fiber ERBT656
Muscular layer on pathology0.0063.7461.463–9.5920.0472.6561.105–6.952
  Found8918
  Not found117
CIS0.4301.7960.420–7.6850.4830.5670.117–2.761
  Present52
  Not present9523
Staging0.2841.5250.705–3.9270.1131.9320.855–4.362
  Ta4711
  T15714
Tumor grade (2004)0.0991.5520.921–2.6160.2151.4030.822–2.935
  Low grade4810
  High grade5615

Peri- and postoperative parameters are shown in Table 3. The catheter was usually removed at 24 hours after surgery. The obturator nerve reflex was observed in 10 patients from the conventional TURBT group and no patients in the Tm-fiber ERBT group.

Table 3

Peri- and postoperative parameters in the TURBT and Tm-fiber ERBT groups

TURBT (n = 58)Tm-fiber ERBT (n = 71)p
N%N%
Obturator nerve reflex1017.200.00<0.001*
Perforation610.300.000.007*
Acute bleeding35.2000.088
UTI58.668.40.607
Detrusor presence3458.66591.5<0.001*
Catheterization time, median (hours)24240.312
Hospital stay, median (days)440.210

*-statistically significant difference.

In the conventional TURBT group, 6 (10.3%) patients showed radiographic evidence (leakage on cystography which was only done in cases of intraoperative bladder injury) of perforation but none had any clinical signs/symptoms. Three (5.2%) patients developed bleeding that required coagulation with electrical loop. In these patients, no intravesical chemotherapy was administered. In the Tm-fiber ERBT group, there was no evidence of the obturator nerve reflex, radiographic perforation or bleeding that needed intervention. Urinary tract infections (UTI) were observed in both groups: in 8.6% of cases in the conventional TURBT group and in 8.4% of cases in the Tm-fiber ERBT group (p = 0.61).

DISCUSSION

Conventional TURBT is the current standard of care for NMIBC [9]. Despite its broad and longstanding use, it suffers from important limitations such as its neglect of the general principles of oncologic surgery. The fragmented, multistep resection of the tumor results in poor specimen quality (i.e., lack of integrity) while scattering free-floating tumor cells in the bladder, which are thought to cause secondary implantation and relapse [10]. To overcome these limitations, the concept of complete tumor removal with EBRT was developed. This technique has been postulated to decrease the dispersion of tumor cells, thereby lowering the risk of disease recurrence and progression [6]. In contrast to electrical surgical techniques, laser surgery is characterized by less damage to the specimen because of its significantly lower penetration depth. To assess the potential benefits of Tm-fiber ERBT as a treatment option in papillary NMIBC, we performed a prospective non-randomized phase II study in a consecutive cohort of patients treated for primary Ta or T1 NMIBC.

In agreement with previous studies, we found that Tm-fiber ERBT resulted in significantly lower rates of disease recurrence at 3 and 6 months after surgery compared to conventional TURBT [11, 12]. This benefit remained true even after adjusting for the effects of standard clinicopathologic features including tumor stage, grade, and concomitant CIS, among others. We detected a rate of residual tumor after conventional TURBT that was within the range reported in the literature [13]. Bladder cancer recurrence has been shown to range between 50 and 80%, with residual tumors on re-resection (performed at 2 to 6 weeks after the initial resection) ranging between 33 and 53% for T1 HG tumors and up to 40% for Ta HG tumors [14–16]. The lower rate of recurrence with Tm-fiber ERBT could be due to undetected biases as the sample size is small and the study was not randomized. However, it is also likely that the benefit is real and therefore needs confirmation in larger prospective randomized multicenter phase III trials. Therefore, based on these promising results, we started enrollment in such a trial (En-bloc vs Conventional Resection of Primary Bladder Tumor (eBLOC); ClinicalTrials.gov identifier: NCT03718754).

We found that Tm-fiber ERBT does less thermal damage and preserves tissue integrity more commonly than conventional TURBT. Indeed, a well-known disadvantage of conventional TURBT is its severe thermal damage to cellular and extracellular structures. The TURBT tissue submitted to the pathologists is often of poor quality making interpretation of the results difficult to impossible. Key features that would be necessary to collect for adequate risk assessment and therapy planning such as lymphovascular invasion and variant histology are often not interpretable [17–20]. One of the essential features for clinical decision-making is the invasion status of the lamina propria. All too often, due to inadequate specimen acquisition and/or the cautery artifact, it becomes impossible for the pathologist to ascertain tumor stage and the likelihood of having removed all the cancer [21]. Indeed, detrusor muscle cells in the specimen has become one of the main indicators of quality of NMIBC surgery [11, 22]. According to the current data, muscularis propria is present in 50–86% of cases after conventional TURBT [9]. Not only does this put the patient at risk for understaging, but it also entails a repeated surgery to ensure all tumor removal prior to intravesical therapy [23]. Witjes et al. reported that patients treated with ERBT had detrusor in their specimen in over 90% of cases [23]. In our study, there was detrusor muscle on pathology in 58% of conventional TURBT cases compared to 91% of Tm-fiber ERBT cases (p < 0.001). This fact could lead to a lower rate of relapse at the resection site thereby improving prognosis.

We confirmed, in agreement with previous studies, that the absence of detrusor on pathology is independently associated with tumor relapse [16]. Analyzing the data from 2,410 patients from seven EORTC phase III trials, Brausi et al. suggested that the quality of the TUR performed by the individual surgeons may be responsible for the high variability in recurrence rates after TUR (persistence of tumor) [24]. ERBT could allow for not only better risk stratification because of better specimen quality but also a lower recurrence rate because of its more complete removal of the tumor. Thus, ERBT could help lower the need for a second-look resection as the entirety of the tumor is likely to have been removed at the first resection. Indeed, we found that residual tumors were detected in seven patients after TURBT and in one patient after Tm-fiber ERBT. Thus, ERBT may allow avoiding an unnecessary re-TURBT and needs to be tested.

The Tm-fiber laser used in ERBT has a low penetration depth due to its wavelength of 1940 nm, which matches the peak of water absorption. It allows for minimal incision which is crucial during ERBT. Not only does this offer increased safety, but it is also associated with little to no risk of thermal damage to the specimen. Indeed, we found that carbonization and coagulation zones were minimal after Tm-fiber ERBT while specimens after standard transurethral electrosurgery had significant zones of thermal damage. This supports the statement that EBRT results in higher specimen quality for the pathologists who can now even determine margin status while maintaining patient safety.

We found that 17.2% of patients in the TURBT group had the obturator reflex. This is in accordance with the published data reporting a rate of 12–25% in patients undergoing bladder electrosurgery with a perforation rate of 2–10% [25–27]. We also found a radiographic perforation rate of 10% with TURBT in contrast to a lack of obturator reflex and therefore no perforation with Tm-fiber ERBT.

The main limitations of the study were the comparatively small number of participants and lack of randomization. Another limitation was the absence of bipolar surgery. However, bipolar TURBT has not been shown to be safer than monopolar TURBT [28]. Also, neither photodynamic diagnosis (PDD), nor narrow-band imaging (NBI) were used. However, while they could have lowered the recurrence rates, it would have affected both groups equally.

CONCLUSIONS

Tm-fiber ERBT is a safe and effective therapeutic option for NMIBC. It is associated with a lower intraoperative complication rate, lower recurrence rate and better specimen quality compared to conventional TURBT. Moreover, it resulted in a higher rate of detrusor muscle presence, suggesting that it is a more “complete” intervention that may help avoid a re-resection that is currently the standard in all T1 HG and some Ta HG tumors. Tm-fiber ERBT may help overcome the current limitations of traditional TURBT resulting in more precise staging and a better prognosis for patients with NMIBC.

ACKNOWLEDGMENTS

The authors have no acknowledgments.

FUNDING

The authors report no funding.

AUTHOR CONTRIBUTIONS

DE: manuscript writting/editing, protocol development; MT: manuscript writting, protocol development, data analysis; VM: manuscript editing, protocol development; NS: data collection, protocol development, data analysis; LS: data analysis; NP: data collection, protocol development; DK: data collection, data analysis; VK: data collection, data analysis; LR: manuscript editing, protocol development; SFS: manuscript editing, protocol development; PG: protocol development.

CONFLICT OF INTEREST

The authors report no conflicts of interest.

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